Our Retirement Investment Service helps employers and participants to prepare to meet the responsibility of their financial future head on. It is a detailed process that involves determining the existing and future requirements of our clients. We audit current plans and develop strategies that keep our clients on par and advancing. Managing ever changing regulatory and compliance issues, up to date tracking of investments and assistance in negotiating and comparing the overall costs of a plan are just some of our areas of focus when it comes to providing our clients with solutions that address their needs and help them to obtain their goals. Our proprietary process, which ensures high participant participation, compliance with ERISA laws, ongoing review of investments and plan design include these other areas of focus : 401 (k) Solutions, Cost Fee Analysis, Benchmarking Reports, Co-fiduciary, Enrollment & Communication Support, Annual Fund Reviews, Compliance Reviews, IRA Rollover & Participant Support, and Plan & Participant Investment/Fund Advice.

• 401 (k) Solutions
  • Design
  • Vendor Search
  • Investment Manager Introductions
  • Administration
  • Compliance
  • Reporting
• Fee Analysis Report allows employers to understand the true costs of their qualified plan. We offer an enhanced version of the DOL (Department of Labor) fee summary-disclosing all fees and show costs projections as assets increase.
• Benchmarking Report is a comparison of the current plan vs. the marketplace. Our proprietary comprehensive report compares features, services and investments. When comparing vendors, we have access to over 40 different vendor products. Our goal is to match our client’s specific requirements with a vendor that will produce results to help them achieve their objectives.
• Annual Fund Review provides an in-depth review of our clients’ investment line-ups. We review and monitor performance, style consistency, fees, manager tenure and recommend the removal of funds that do not satisfying set criteria.
• Compliance Reviews is the information and advice we provide by a security licensed specialist with thirteen years of experience within the marketplace and plan design.
• Co-Fiduciary serves as a feature with all our clients, we share in the fiduciary risk in offering a qualified plan. Our process of comparing fees, reviewing plan design and investment monitoring is instrumental in satisfying ERISA laws.
• Communication/Education Support is our reliable commitment as independent qualified plan specialists to offer customized communication campaigns and advice to plan participants.